Notification on segregation and monitoring of collateral at client level

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Notification on segregation and monitoring of collateral at client level

Clearing corporation vide circular NCL/CMPL/49764 issued on September 29, 2021 and
NCL/CMPT/51868 issued on April 01, 2022 has put in place a framework for Segregation and
Monitoring of Collateral at Client Level.

In accordance with aforesaid circular and with a view to provide visibility of client-wise collateral,
Clearing Corporations have provided a web portal facility to allow investors to view their
disaggregated collateral placed with Member and as reported by their registered Trading Member
/Clearing Member.

The said facility will provide the following benefits:

       Investors can verify/ validate the collaterals deposited by them with the members vis-à-vis
        the collaterals reported by members to clearing corporations.

       Investors can also view break-up of their collateral lying with the trading member, clearing
        member and clearing corporations.

       Visibility through web portal will bring transparency with respect to their collateral placed
        with trading member on daily basis in seamless manner.

Investors are urged to regularly view the details of their collateral available with the respective
clearing corporations and in case Investors find any discrepancy in the collateral deposited by them
with their members and as reported by respective trading members/clearing members to clearing
corporations, they are advised to take up the matter immediately with their trading member. In case
of non-resolution of discrepancy by the trading member, Investors may intimate the same to the
Exchange at email id ignse@nse.co.in or on toll free number 18002660050 (Option 5). Client may
register an online complaint at https://www.nseindia.com/invest/download-complaint-form-for-
offline-registration

click here for procedure to view Collateral data by clients on the exchange website.

The provisions of the circular shall be implemented w.e.f. May 02, 2022.